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On Making an Impact...

The ISI® Impact Factor® Explained


As Andrea Horgan noted in her July 6 BMJ news roundup (click here to read the full text), "The annual release of the Impact Factor is awaited with mixed feelings by many journal editors." The release of the 2001 edition of the JCR®, which contains the Impact Factor, prompted us to take a look at this influential index - what it really is, some thoughts on how to use it, and how it might be improved.

Since its inception in the 1960's, the ISI Impact Factor (IF) has become the most widely-used commercial indicator of the standing and influence of a journal. In fact it is the ONLY commercial indicator.

 

Based on pioneering research into citation patterns and journal ranking by Gross and Gross in the 1920's and Brodman in the 1960's, the IF is a measure of "the frequency with which the 'average article' in a journal has been cited in a particular year or period." (Please also see an essay on the Impact Factor by Dr. Eugene Garfield, founder of ISI and Chairman Emeritus, by clicking here.)

The IF is based on a simple premise: researchers cite previously-published articles in their own publications, and, if the "best research" is published in the "best journals" - then these journals will be cited most frequently. ISI creates the index using total article counts to balance out frequency of publication and the number of articles per issue.

So What Is the Impact Factor® Anyway?
Although widely-used, it is astonishing to note that, at least in our experience, most users cannot articulate what the IF actually measures or how it is deprived.

At its essence, it is a citation-derived index of journal standing and influence.

ISI calculates the IF as follows:

  • From all journals in their database, ISI counts citations to a particular journal in the current year, e.g., 2001, to articles published in the two previous years, e.g., 1999 & 2000 = A
  • Count total articles published in the journal during 1999 and 2000 = B
  • Divide A (2-year cites) by B (total articles)

 

A few key points:

  • The IF relates to a journal, not an article
  • It is a retrospective analysis, published approximately 6 months in arrears (the new 2001 Impact Factors have just become available via the current issue of the JCR® - these IFs relate to citations of articles from 1999 and 2000 in 2001 articles)
  • Most users agree that it is best used to rank journals within a discipline, as there is such a strong inter-discipline range

Why the wait? Why not factor 2001 cites? ISI has an index for this too, the Immediacy Index®, which is also available via the JCR. From the perspective of the IF, think for a moment of the normal lead time for publication. It can easily be 9-18 months from submission to publication, so it comes as no surprise that relatively few articles actually get cited in the year that they were published.

Comparing the Range of IF

Many ask what represents a "good" Impact Factor. The answer is - it depends - primarily on the specialty that you are considering. The graph below shows the IF for all journals covered in the JCR for three specialties: oncology (Onc), gastroenterology and hepatology(GI), and Dermatology and Venerology (Derm).

 

 

Immediately you can see the wide range in both number of journals monitored and the range of IF.

Our goal was to establish what represents a "good" IF. Taking our analysis one step further, look at the percent of journals with an IF of >=3, >=2, >=1, or >=0.

You can see that for oncology, an IF of >=3 is clearly "good," whereas for Dermatology this same IF range probably denotes "excellent"! Many users adopt a rule of thumb that journals with an IF of 2 and above are "good," at least as measured by this citation analysis tool. Many also use the IF to place of their target journal in a rank of all other journals in that specialty. This is also frequently used by publishers: you will often see them refer to a journal as ranked "15 out of 34 for (target specialty)."
Pet Peeves  

Perhaps the biggest flaws in the index are its:

  • Inability to track the IF across a change in title
  • The inordinately high rankings given to review journals
  • The apparent bias toward (academic) research journals (perhaps unavoidable, as this is a combination of ISI's collection development policy and the origin of the index itself)

Using the IF alone can quickly confuse your perception of a journal's true standing. For example, CA - A Cancer Journal for Physicians is published by the National Cancer Institute, and is freely available to all US primary care physicians. The journal publishes

 

updated incidence and prevalence data in its January issue each year, which has resulted in it becoming the second most highly-cited journal in all of biomedicine! A clear 24% higher than The New England Journal of Medicine.

The literature is evenly balanced between the pros and the cons of the IF. It is unquestionably useful, and as long as it remains the only commercially available and quantitative rank, it will continue to be widely used. It could, however, perhaps benefit from an overhaul as it approaches "middle age."

Impact Factor, Journal Citation Reports, and JCR are registered trademarks of the Institute for Scientific Information, Inc®. (ISI®). Impact Factors are also Copyright© 2002 - Institute for Scientific Information, Inc®. (ISI®). All rights reserved.

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